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David B. Siebert, Jr.

Investment Advisor Representative

303-532-4645
303-330-6806
303-500-5785
888-230-3182
david.siebert@lpl.com

 

The world of investing is complex. The jargon is anachronistic. Economic concepts are esoteric. Profits and losses ride on a volatile sea of fear and greed. For my clients, I try to distill the cross-currents of a chaotic, institutional investment world down to several simple, basic truths: Save...Diversify...Invest Long Term...Manage Debt...Insure...Pass it On!

There is a savings crisis in America. 71% of Americans say they have financial worries, but only 40% report having any kind of spending or investment plan.* Furthermore, 56% of Americans have less than $10,000 saved for retirement.** Add to that, we're living longer. There's a 72% chance that among married couples, at least one spouse will live to age 85 and a 45% chance that one will live to 90.***

If by getting up in the morning, I can help one client, one prospect, one friend turn the tables on those gloomy stats, it will be a day well spent.

In 1994, I began my career at Prudential Securities then went on to Merrill Lynch, and UBS. In 2009, after 15 years working with these national wire-houses, I joined First Financial Equity Corporation, an independent broker-dealer. Now, I am excited to be an Investment Advisor Representative (IAR) under LPL Financial' s Corporate RIA Platform. 

*The 2016 Consumer Financial Literacy Survey, Prepared For: The National Foundation for Credit Counseling (NFCC) and Boeing Employees' Credit Union (BCEU), Prepared By: Harris Poll

**https://www.gobankingrates.com/retirement/1-3-americans-0-saved-retirement/

***https://personal.vanguard.com/us/insights/retirement/plan-for-a-long-retirement-tool

Investing involves risk including loss of principal. There is no guarantee that a diversified portfolio will enhance overall returns or outperform a non-diversified portfolio. Diversification does not protect against market risk.

ON A PERSONAL NOTE:

I received my A.B. in Geology from Princeton University and now hold the Series 7, 63 and 65 registrations through LPL Financial. I live in Parker, CO and enjoy skiing, golf, photography,range shooting and climbing Colorado's Fourteeners.

EXPERIENCE

Investment Advisor Representative at LPL Financial

  • November 2016 - Present

First Vice President - Investments at First Financial Equity Corporation

  • April 2009 - November 2016 

Account Vice President at UBS

  • August 2003 - April 2009 

Financial Advisor at Merrill Lynch

  • December 1997 - August 2003 

Financial Advisor at Prudential Securities

  • October 1994 - December 1997 

Education

Princeton University

  • A.B., Geological and Geophysical Sciences, 1976 - 1981

Wilmington Friends School

  • High School, Attended 10th - 12th Grades, 1972 - 1975

Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: Colorado

© 2022 David B. Siebert. All rights reserved.

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